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Patrick Brady Cosgrove

MARKETAXESS
NEW YORK, NY
·CRD# 5703947·15 years experience

Professional Summary

Patrick Brady Cosgrove, who also goes by Patrick Cosgrove, is a registered financial advisor currently at MARKETAXESS CORPORATION located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Cosgrove

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

MARKETAXESS CORPORATION·CRD# 44542
BD
55 Hudson Yards 15th Floor, New York, NY 10001
December 4, 2019 - Present
LIQUIDITYEDGE, LLC·CRD# 174297
BD
New York, NY
November 13, 2020 - February 22, 2022
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
May 14, 2013 - December 4, 2019
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
January 17, 2011 - April 26, 2013

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Current Firm

MC
MARKETAXESS CORPORATION

MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB | PRAGMA

CRD#: 44542 / SEC#: 8-50727
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Hudson Yards 15th Floor, New York, NY 10001

Mailing Address

55 Hudson Yards 15th Floor, New York, NY 10001

Phone Number

(212) 813-6000

Established

Delaware since 09/12/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER—
BEETH, CHRISTOPHER ROBERTCHIEF COMPLIANCE OFFICER2762654
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
COSGROVE, PATRICK BRADYPRINCIPAL FINANCIAL OFFICER5703947
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2011About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Brady Cosgrove's CRS (Customer Relationship Summary).

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