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Christopher Robert Beeth

MARKETAXESS
NEW YORK, NY
·CRD# 2762654·19 years experience

Professional Summary

Christopher Robert Beeth, who also goes by Chris R Beeth, Christopher R Beeth, is a registered financial advisor currently at MARKETAXESS CORPORATION located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris R Beeth, Christopher R Beeth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

MARKETAXESS CORPORATION·CRD# 44542
BD
55 Hudson Yards 15th Floor, New York, NY 10001
March 11, 2025 - Present
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
August 20, 2019 - November 6, 2024
NABSECURITIES, LLC·CRD# 47390
BD
New York, NY
August 23, 2013 - June 29, 2018
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - February 2, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 30, 2007 - September 22, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 9, 2001 - May 10, 2001

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Current Firm

MC
MARKETAXESS CORPORATION

MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB | PRAGMA

CRD#: 44542 / SEC#: 8-50727
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Hudson Yards 15th Floor, New York, NY 10001

Mailing Address

55 Hudson Yards 15th Floor, New York, NY 10001

Phone Number

(212) 813-6000

Established

Delaware since 09/12/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER—
BEETH, CHRISTOPHER ROBERTCHIEF COMPLIANCE OFFICER2762654
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
COSGROVE, PATRICK BRADYPRINCIPAL FINANCIAL OFFICER5703947
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/22/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2008

Series 7 — General Securities Representative Examination

Passed Nov 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Robert Beeth's CRS (Customer Relationship Summary).

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