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Christopher R Concannon

MARKETAXESS
New York, NY
·CRD# 2169224·23 years experience

Professional Summary

Christopher R Concannon is a registered financial advisor currently at MARKETAXESS CORPORATION located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 10 firms and has passed the SIE, Series 44 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MARKETAXESS CORPORATION·CRD# 44542
BD
1. 55 Hudson Yards 15th Floor, New York, NY 100012. 55 Hudson Yards 15th Floor, New York, NY 10001
January 25, 2019 - Present
CBOE TRADING, INC.·CRD# 136734
BD
New York, NY
December 16, 2014 - January 14, 2019
VIRTU FINANCIAL EXECUTION SERVICES LLC·CRD# 154358
BD
New York, NY
July 15, 2011 - October 10, 2012
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
New York, NY
September 27, 2010 - November 6, 2014
VIRTU EXECUTION SERVICES LLC·CRD# 152962
BD
New York, NY
July 14, 2010 - August 5, 2011
VIRTU FINANCIAL BD LLC·CRD# 148390
BD
New York, NY
May 29, 2009 - November 6, 2014
INET ATS, INC.·CRD# 20746
BD
Jersey City, NJ
December 9, 2005 - February 13, 2006
NASDAQ CAPITAL MARKETS ADVISORY LLC·CRD# 104295
BD
New York, NY
December 9, 2005 - May 1, 2009
NASDAQ EXECUTION SERVICES, LLC·CRD# 7270
BD
New York, NY
October 6, 2004 - May 1, 2009
INSTINET, LLC·CRD# 7897
BD
New York, NY
January 6, 2003 - June 19, 2003

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Current Firm

MC
MARKETAXESS CORPORATION

MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB | PRAGMA

CRD#: 44542 / SEC#: 8-50727
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Hudson Yards 15th Floor, New York, NY 10001

Mailing Address

55 Hudson Yards 15th Floor, New York, NY 10001

Phone Number

(212) 813-6000

Established

Delaware since 09/12/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER—
BEETH, CHRISTOPHER ROBERTCHIEF COMPLIANCE OFFICER2762654
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
COSGROVE, PATRICK BRADYPRINCIPAL FINANCIAL OFFICER5703947
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 44 — PCX Market Maker Exam

Passed Apr 2010

Series 24 — General Securities Principal Examination

Passed Jan 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher R Concannon's CRS (Customer Relationship Summary).

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