John Michael Ustick
Professional Summary
John Michael Ustick, who also goes by John Ustick, is a registered financial advisor currently at RNR SECURITIES, L.L.C. located in Bronx, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Ustick
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
RNR SECURITIES, L.L.C.
Contact Information
Main Address
1802 Hempstead Tpke, East Meadow, NY 11554-1032Mailing Address
1802 Hempstead Tpke, East Meadow, NY 11554-1032Phone Number
(516) 222-8875Established
New York since 04/28/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (42 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/13/2024)
(10/26/2023)
(9/11/2015)
(9/8/2015)
(10/6/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2010About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Michael Ustick's CRS (Customer Relationship Summary).
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