William Vito Romeo
CFP®Professional Summary
William Vito Romeo, CFP®, who also goes by Doughboy Romeo, is a registered financial advisor currently at R & R FINANCIAL PLANNERS, INC. located in East Meadow, New York and RNR SECURITIES, L.L.C. located in East Meadow, New York. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. William has worked at 10 firms and has passed the Series 63, SIE, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doughboy Romeo
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Credentials
Years of Experience
44 years in the financial services industry
Current & Past Employments
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Current Firm
R & R FINANCIAL PLANNERS, INC.
Contact Information
Main Address
1802 Hempstead Turnpike, East Meadow, NY 11554Phone Number
(516) 222-8850# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
232AUM (Assets Under Management)
$60,130,896Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Primary Firm SEC Registration
R & R FINANCIAL PLANNERS, INC.
State Registrations and Notice Filings
(1/20/1998)
(10/29/1997)
(7/31/2018)
(11/28/1997)
(1/8/1998)
(8/7/2014)
(11/12/1997)
(11/5/2007)
(11/17/1997)
(8/17/2000)
(1/13/1998)
(2/23/2023)
(5/14/1999)
(8/27/2019)
(11/4/1997)
(11/19/1997)
(4/8/2022)
(3/13/1998)
(1/30/1998)
(10/10/2001)
(2/10/1998)
(5/27/1999)
(10/3/1997)
(5/14/2021)
(1/9/1998)
(1/6/1998)
(4/22/2019)
(1/27/1998)
(2/22/2018)
(1/13/1998)
(1/12/1998)
(12/20/2006)
(2/12/1998)
(2/5/1998)
(1/16/1998)
(1/7/1998)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Aug 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1982About the Series 6 examSRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view William Vito Romeo's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
