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Albert Akerman

R & R FINANCIAL PLANNERS

EAST MEADOW, NY

·CRD# 1699114·33 years experience

Professional Summary

Albert Akerman, who also goes by Albert Ackerman, Albert L Akerman, Albert L (mi Only) Akerman, is a registered financial advisor currently at R & R FINANCIAL PLANNERS, INC. located in East Meadow, New York and RNR SECURITIES, L.L.C. located in East Meadow, New York. Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Albert has worked at 16 firms and has passed...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Albert Ackerman, Albert L Akerman, Albert L (mi Only) Akerman

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

R & R FINANCIAL PLANNERS, INC.·CRD# 113291

RIA

1802 Hempstead Turnpike, East Meadow, NY 11554

April 27, 2016 - Present

RNR SECURITIES, L.L.C.·CRD# 43689

BD

1802 Hempstead Tpke, East Meadow, NY 11554-1032

March 16, 2015 - Present

CL WEALTH MANAGEMENT LLC·CRD# 134922

RIA

New York, NY

October 23, 2013 - January 14, 2015

CL WEALTH MANAGEMENT, LLC·CRD# 164963

RIA

New York, NY

April 24, 2013 - October 17, 2013

CABOT LODGE SECURITIES LLC·CRD# 159712

BD

New York, NY

August 9, 2012 - January 14, 2015

CL WEALTH MANAGEMENT LLC·CRD# 134922

RIA

Schaumburg, IL

February 10, 2012 - June 21, 2012

ALLIED BEACON PARTNERS, INC.·CRD# 46227

BD

New York, NY

February 10, 2012 - June 21, 2012

ANDREW GARRETT INC.·CRD# 29931

RIA

New York, NY

May 3, 2010 - July 13, 2011

ANDREW GARRETT INC.·CRD# 29931

BD

New York, NY

May 3, 2010 - July 13, 2011

EQUITABLE ADVISORS, LLC·CRD# 6627

BD

Lake Success, NY

November 19, 2009 - May 4, 2010

SSH SECURITIES, INC.·CRD# 43593

BD

Syosset, NY

November 10, 2005 - December 31, 2008

DAVID LERNER ASSOCIATES, INC.·CRD# 5397

BD

Syosset, NY

September 15, 2005 - September 9, 2009

SEAPORT GLOBAL SECURITIES LLC·CRD# 116270

BD

New York, NY

March 9, 2004 - October 3, 2005

BARCLAYS CAPITAL INC.·CRD# 19714

BD

New York, NY

September 10, 2001 - February 18, 2004

MUFG SECURITIES AMERICAS INC.·CRD# 19685

BD

New York, NY

July 9, 1999 - June 1, 2001

NATIONAL FINANCIAL SERVICES LLC·CRD# 13041

BD

Boston, MA

March 11, 1997 - May 4, 1999

JPMSI·CRD# 15733

BD

New York, NY

July 12, 1995 - February 18, 1997

DAIWA CAPITAL MARKETS AMERICA INC.·CRD# 1576

BD

New York, NY

January 1, 1993 - August 26, 1993

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Current Firm

R&

R & R FINANCIAL PLANNERS, INC.

R & R FINANCIAL PLANNERS, INC.

CRD#: 113291 / SEC#: 801-127801

RIA

Registered Investment Advisory firm - SEC (5/16/2023 Approved)

Colorado

Registered Investment Advisory firm - Colorado (3/31/2020 Terminated)

Florida

Registered Investment Advisory firm - Florida (6/6/2023 Terminated)

New York

Registered Investment Advisory firm - New York (6/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1802 Hempstead Turnpike, East Meadow, NY 11554

Phone Number

(516) 222-8850

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

R & R FINANCIAL PLANNERS, INC. ADV BROCHURE (8/21/2026)

Regulatory Assets Under Management

Total Number of Accounts

232

AUM (Assets Under Management)

$60,130,896

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FINRA DISPUTE RESOLUTION DEPARTMENT, 165 BROADWAY, NY, NY; ARBITRATOR AND ARBITRATION PANEL CHAIRMAN. INVESTMENT-RELATED ACTIVITY INVOLVING THE HEARING OF INDUSTRY DISPUTES AND DETERMINING ARBITRATION AWARDS AND CLAIM SETTLEMENTS. NUMBER OF HOURS PER MONTH VARY BY CASE AND ALL HOURS ARE DEVOTED DURING SECURITIES TRADING HOURS. THIS ACTIVITY HAS NO RELATIONSHIP TO MY ROLE AS FINANCIAL ADVISOR OF MY SECURITIES FIRM EMPLOYER. 2)INDEPENDENT INSURANCE AGENT- LOCATED AT THE EAST MEADOW, NY - AGENT FOR VARIOUS INSURANCE COMPANIES, NON-INVESTMENT RELATED BUSINESS SELLING PROTECTION AND FIXED PRODUCTS. DEVOTES 30 HOURS/MONTH DURING SECURITIES TRADING HOURS 3)PRESIDENT AND MANAGING MEMBER OF STRATEGIC MANAGEMENT ASSOCIATES,LLC, PROVIDING CONSULTING & FINANCIAL ADVICE & SERVICES FOR FEES & COMMISSIONS; NON-INVESTMENT RELATED; AMOUNT OF TIME SPENT DURING SECURITIES TRADING HOURS VARIES- RANGING FROM 70-160 HOURS PER MONTH; LOCATED IN ROCKVILLE CENTRE, NY. 4)PERIODIC USHER - TICKET TAKER PART-TIME 20HR/PER MO AT EVENT VENUES,MSG, UBS, NASSAU COLISEUM THRU SEIU UNION LOCAL 176 LOCATED AT 108-28 68TH DRIVE FOREST HILLS, NY 11375 NOT INVESTMENT RELATED -COMPENSATION PAID BY THE HOUR STARTED NOVEMBER 2021

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R&

R & R FINANCIAL PLANNERS, INC.

R & R FINANCIAL PLANNERS, INC.

CRD#: 113291 / SEC#: 801-127801

RIA

Registered Investment Advisory firm - SEC (5/16/2023 Approved)

Colorado

Registered Investment Advisory firm - Colorado (3/31/2020 Terminated)

Florida

Registered Investment Advisory firm - Florida (6/6/2023 Terminated)

New York

Registered Investment Advisory firm - New York (6/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(7/26/2023)

RR

Florida
(6/24/2015)

IAR

Florida
(4/27/2016)

RR

New Jersey
(4/8/2015)

RR

New York
(3/17/2015)

IAR

New York
(5/18/2021)

RR

Ohio
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2009About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1992About the Series 27 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Albert Akerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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