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NP

Nancy Ann Praino

RNR SECURITIES, L.L.C.
EAST MEADOW, NY
·CRD# 2438695·29 years experience

Professional Summary

Nancy Ann Praino, who also goes by Nancy A Kenny, Nancy Ann Kenny, Nancy Terrio, is a registered financial advisor currently at RNR SECURITIES, L.L.C. located in East Meadow, New York. Nancy is registered as a RR (Registered Representative) and started their career in finance in 1997. Nancy has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nancy A Kenny, Nancy Ann Kenny, Nancy Terrio

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

RNR SECURITIES, L.L.C.·CRD# 43689
BD
1802 Hempstead Tpke, East Meadow, NY 11554-1032
October 26, 2021 - Present
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.·CRD# 18487
BD
Lynbrook, NY
November 21, 2018 - October 15, 2021
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
September 27, 2002 - November 28, 2018
FINE EQUITIES, INC.·CRD# 38004
BD
New Canaan, CT
May 3, 2002 - September 30, 2002
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
August 15, 2001 - May 2, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 23, 1999 - August 14, 2001
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
March 24, 1997 - September 23, 1999

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Current Firm

RS
RNR SECURITIES, L.L.C.

RNR SECURITIES, L.L.C.

CRD#: 43689 / SEC#: 8-50366
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

1802 Hempstead Tpke, East Meadow, NY 11554-1032

Mailing Address

1802 Hempstead Tpke, East Meadow, NY 11554-1032

Phone Number

(516) 222-8875

Established

New York since 04/28/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (42 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROMEO, WILLIAM VITOPRESIDENT/CEO1041846
AKERMAN, ALBERTFINANCIAL OPERATIONS PRINCIPAL1699114
PRAINO, NANCY ANNCCO2438695

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/26/2021)
RR
Indiana
(2/22/2023)
RR
New York
(10/26/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jan 2023About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Jul 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nancy Ann Praino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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