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Ryan John Nolan

DRIVEWEALTH
New York, NY
·CRD# 5607781·15 years experience

Professional Summary

Ryan John Nolan is a registered financial advisor currently at DRIVEWEALTH, LLC located in New York, New York. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 4 firms and has passed the Series 99TO, Series 52TO, Series 57TO, SIE, Series 19, Series 7 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

DRIVEWEALTH, LLC·CRD# 165429
BD
1. 28 Liberty Street 50th Floor, New York, NY, 100052. 11 Wall Street Trading Floor, New York, NY 10005
September 22, 2021 - Present
PRAGMA LLC·CRD# 136453
BD
New York, NY
July 23, 2024 - July 25, 2024
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
January 4, 2017 - December 17, 2025
MONTECITO ADVISORS, INC.·CRD# 104004
BD
New York, NY
December 9, 2010 - December 31, 2016

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Current Firm

DL
DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: 8-69161
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone Number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS, INC.SOLE MEMBER—
ADRIEN, JACQUES CCAO2996942
FORTUNE, JEFFREY JOHNFINOP3108400
ILARIO, ANTHONYCOO2262100
LAMKE, JAMES DANIELCHIEF COMPLIANCE OFFICER1418047
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Feb 2022About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 19 — NYSE Floor Clerk - Equities Examination

Passed May 2018

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2017About the Series 53 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan John Nolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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