John Laurence Foley
Professional Summary
John Laurence Foley is a registered financial advisor currently at FGC SECURITIES, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
FGC SECURITIES, LLC
Contact Information
Main Address
107 Greenwich St 14th Fl, New York, NY, 10006Mailing Address
107 Greenwich St 14th Fl, New York, NY, 10006Phone Number
(212) 931-0746Established
Delaware since 06/08/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/3/2012)
(12/12/2012)
(12/3/2012)
(12/11/2012)
(12/20/2012)
(12/5/2012)
(12/14/2012)
(12/11/2012)
(12/3/2012)
(11/29/2012)
(12/11/2012)
(11/7/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Laurence Foley's CRS (Customer Relationship Summary).
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