Sarah Jean Sutton
CFP®Professional Summary
Sarah Jean Sutton, CFP®, who also goes by Sarah Jean Anderson, Sarah Sutton, is a registered financial advisor currently at HEDGEMARK SECURITIES LLC located in New York, New York and FGC SECURITIES, LLC located in New York, New York. Sarah is registered as a RR (Registered Representative) and started their career in finance in 2000. Sarah has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 79TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sarah Jean Anderson, Sarah Sutton
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
EC SECURITIES LLC | VOYAGER GLOBAL ADVISORS LLC | MERIDIAN PLATFORM SECURITIES, LLC | LEVEL 9 TECHNOLOGY ADVISORS, LLC | EC SECURITIES, LLC
Contact Information
Main Address
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087Mailing Address
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087Phone Number
(415) 209-5123Established
California since 01/23/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/5/2024)
(11/5/2024)
(3/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2002About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sarah Jean Sutton's CRS (Customer Relationship Summary).
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