Tracie Erin Okeefe
Professional Summary
Tracie Erin Okeefe, who also goes by Tracie Erin Doornbos, Tracie Erin Doornbos O'keefe, Tracie Erin O'keefe, is a registered financial advisor currently at FGC SECURITIES, LLC located in New York, New York and VIENNA CAPITAL PARTNERS LLC located in New York, New York. Tracie is registered as a RR (Registered Representative) and started their career in finance in 2011. Tracie has worked at 31 firms and has passed the SIE, Series 99TO and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tracie Erin Doornbos, Tracie Erin Doornbos O'keefe, Tracie Erin O'keefe
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
EVANS FINANCIAL SERVICES GROUP, INC.
Contact Information
Main Address
6708 Park Lane, Dallas, TX 75225Mailing Address
6708 Park Lane, Dallas, TX 75225Phone Number
(601) 580-1388Established
Texas since 11/03/2023Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2011About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tracie Erin Okeefe's CRS (Customer Relationship Summary).
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