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RS

Rachel E. Sapers

MERIDIAN PLATFORM SECURITIES
WAYNE, PA 19087
Some features on this profile are disabled
CRD#: 5111065
RS

Professional summary

Rachel Elizabeth Sapers, who also goes by Rachel E Sapers, Rachel Elizabeth Sapers, Rachel Sapers, Rachel S Watson, is a registered financial professional currently at MERIDIAN PLATFORM SECURITIES, LLC located in Wayne, Pennsylvania.

Rachel is registered as a RR (Registered Representative) and started their career in finance in 2007. Rachel has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rachel E Sapers | Rachel Elizabeth Sapers | Rachel Sapers | Rachel S Watson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rachel Elizabeth Sapers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2025 - Present

MERIDIAN PLATFORM SECURITIES, LLC

Office #1: One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087
BD
CRD#: 287845
WAYNE, PA
Past

July 27, 2022 - October 11, 2024

CARTA CAPITAL MARKETS, LLC

BD
CRD#: 304751
NEW YORK, NY
Past

March 2, 2021 - October 13, 2023

CARTA SECURITIES, LLC

BD
CRD#: 282086
New York, NY
Past

October 7, 2008 - May 3, 2017

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Jersey City, NJ
Past

February 19, 2007 - October 15, 2008

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/9/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/16/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MERIDIAN PLATFORM SECURITIES, LLC
EC SECURITIES LLC | VOYAGER GLOBAL ADVISORS LLC | MERIDIAN PLATFORM SECURITIES, LLC | LEVEL 9 TECHNOLOGY ADVISORS, LLC | EC SECURITIES, LLC

CRD#: 287845 / SEC#: , 8-69913

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087
Mailing Address
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087
Phone number
(415) 209-5123
Established
California since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AL ADVISORS MANAGEMENT, INC.PARENT COMPANY
AVNET, MITCHELL STEVENCHIEF COMPLIANCE OFFICER2267190
MATISOFF, KIMBERLY DORMANCHIEF EXECUTIVE OFFICER5982741
SILVESTRO, MICHELE ANNPRINCIPAL FINANCIAL OFFICER/FINOP6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERIDIAN PLATFORM SECURITIES, LLC

CRD#: 287845Wayne, PA 19087

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