Rachel Elizabeth Sapers
Professional Summary
Rachel Elizabeth Sapers, who also goes by Rachel E Sapers, Rachel Elizabeth Sapers, Rachel Sapers, Rachel S Watson, is a registered financial advisor currently at MERIDIAN PLATFORM SECURITIES, LLC located in Wayne, Pennsylvania. Rachel is registered as a RR (Registered Representative) and started their career in finance in 2007. Rachel has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rachel E Sapers, Rachel Elizabeth Sapers, Rachel Sapers, Rachel S Watson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
EC SECURITIES LLC | VOYAGER GLOBAL ADVISORS LLC | MERIDIAN PLATFORM SECURITIES, LLC | LEVEL 9 TECHNOLOGY ADVISORS, LLC | EC SECURITIES, LLC
Contact Information
Main Address
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087Mailing Address
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087Phone Number
(415) 209-5123Established
California since 01/23/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2007About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rachel Elizabeth Sapers's CRS (Customer Relationship Summary).
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