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Charles Bradley Ziemba

MERIDIAN PLATFORM SECURITIES
WAYNE, PA
·CRD# 2958875·29 years experience

Professional Summary

Charles Bradley Ziemba, who also goes by Brad Ziemba, Charles Ziemba, is a registered financial advisor currently at MERIDIAN PLATFORM SECURITIES, LLC located in Wayne, Pennsylvania. Charles is registered as a RR (Registered Representative) and started their career in finance in 1997. Charles has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 87, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Ziemba, Charles Ziemba

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

MERIDIAN PLATFORM SECURITIES, LLC·CRD# 287845
BD
One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087
March 18, 2026 - Present
CRUX CAPITAL SECURITIES, LLC·CRD# 336464
BD
New York, NY
February 1, 2026 - April 10, 2026
FINALIS INVESTMENT ADVISORY LLC·CRD# 318981
RIA
Chicago, IL
March 30, 2022 - October 14, 2025
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
July 16, 2021 - October 14, 2025
CABRERA CAPITAL MARKETS, LLC·CRD# 10081
BD
Chicago, IL
February 21, 2018 - July 12, 2021
D.A. DAVIDSON & CO.·CRD# 199
RIA
Denver, CO
June 18, 2013 - April 27, 2016
D.A. DAVIDSON & CO.·CRD# 199
BD
Denver, CO
June 17, 2013 - April 27, 2016
SOUTHSTATE SECURITIES CORP.·CRD# 6950
RIA
Memphis, TN
February 20, 2008 - June 14, 2013
RNA CAPITAL, INC.·CRD# 107803
BD
Memphis, TN
June 18, 2007 - May 17, 2011
SOUTHSTATE SECURITIES CORP.·CRD# 6950
BD
Memphis, TN
October 27, 2003 - June 14, 2013
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
July 19, 2002 - October 29, 2003
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
May 15, 2000 - June 26, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 28, 1997 - March 19, 1999

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Current Firm

MP
MERIDIAN PLATFORM SECURITIES, LLC

EC SECURITIES LLC | VOYAGER GLOBAL ADVISORS LLC | MERIDIAN PLATFORM SECURITIES, LLC | LEVEL 9 TECHNOLOGY ADVISORS, LLC | EC SECURITIES, LLC

CRD#: 287845 / SEC#: 8-69913
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087

Mailing Address

One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087

Phone Number

(415) 209-5123

Established

California since 01/23/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AL ADVISORS MANAGEMENT, INC.PARENT COMPANY—
SILVESTRO, MICHELE ANNPRINCIPAL FINANCIAL OFFICER/FINOP6960939
SUTTON, SARAH JEANCHIEF COMPLIANCE OFFICER4151257
ZIEMBA, CHARLES BRADLEYCHIEF EXECUTIVE OFFICER2958875

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WIMPY JONES, LLC (DBA MAX'S SPORTS BAR); NON-INVESTMENT RELATED; 115 G.E. PATTERSON, MEMPHIS, TN 38103; RESTAURANT & BAR; WEBSITE: WWW.MAXSSPORTSBAR.COM; SILENT PARTNER/25% OWNERSHIP; BEGINNING 12/31/2007; O HOURS DEVOTED TO BUSINESS. 2) Finalis Inc; non-investment-related; 228 Park Ave South Suite 54494 New York, NY 10003; Holding Company of Finalis Securities LLC; Treasurer; 03/01/2022; 2 Hrs/mo; the number of hours you devote to the other business during securities trading hours: 0 Hrs/mo; duties relating to the other business: manage capital movement between the holding company and broker-dealer.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Hawaii
(3/18/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2009About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2005About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2001About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Charles Bradley Ziemba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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