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Leon Anthony Mimari

INNOVATION PARTNERS
CHARLOTTE, NC
·CRD# 5102749·17 years experience

Professional Summary

Leon Anthony Mimari, who also goes by Leon Mimari, is a registered financial advisor currently at INNOVATION PARTNERS LLC located in Charlotte, North Carolina and LIDO SECURITIES, LLC located in San Antonio, Texas. Leon is registered as a RR (Registered Representative) and started their career in finance in 2009. Leon has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 53, Series 4 and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leon Mimari

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

INNOVATION PARTNERS LLC·CRD# 146344
RIA
BD
5950 Fairview Road Suite 140, Charlotte, NC 28210
August 20, 2025 - Present
LIDO SECURITIES, LLC·CRD# 331956
BD
San Antonio, TX
January 9, 2026 - Present
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
June 13, 2025 - August 4, 2025
MCNALLY FINANCIAL SERVICES CORPORATION·CRD# 121196
BD
San Antonio, TX
October 5, 2021 - December 1, 2024
M. E. ALLISON & CO., INC.·CRD# 1047
BD
San Antonio, TX
April 17, 2019 - October 5, 2021
TITLEIST CAPITAL, LLC·CRD# 126136
BD
San Antonio, TX
October 1, 2015 - April 22, 2019
INVESTMENT PROFESSIONALS, INC.·CRD# 30184
BD
San Antonio, TX
September 25, 2009 - October 9, 2015

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Current Firm

LS
LIDO SECURITIES, LLC

LIDO SECURITIES, LLC

CRD#: 331956 / SEC#: 8-71291
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8111 Ashlane Way Suite 207, The Woodlands, TX 77382

Mailing Address

8111 Ashlane Way Suite 207, The Woodlands, TX 77382

Phone Number

(832) 562-2643

Established

Delaware since 04/04/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAL INTERMEDIATE, LLCSOLE MEMBER—
KURIA, KATHY JONESMANAGER, PRESIDENT. EXECUTIVE REPRESENTATIVE & AMLCO4004859
MIMARI, LEON ANTHONYCCO AND MUNICPAL PRINCIPAL5102749
SHUMBERG, IVANA MARCELLAFINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER3167225

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/31/2026)
RR
Ohio
(8/19/2026)
RR
Texas
(8/22/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2011About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2009About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2019About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2010About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Leon Anthony Mimari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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