David B. Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC 28211

CRD#: 5120504

Professional summary

David Blair Thompson, who also goes by David Blair Thompson, Blair Thompson, is a registered financial advisor currently at SPARTA WEALTH PARTNERS located in Charlotte, North Carolina and REALTA EQUITIES, INC. located in Charlotte, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Blair Thompson | Blair Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance Sales; Life, Disability, Long Term Care; Non Investment Related; 3 hours per month. 2) DBT Consulting LLC; Charlotte, NC; this is a consulting business and not investment related. Consulting entity setup to team and engage with outside entities for technology acceleration, government contracting, recruiting or other non-investment related activities; compensation: split of consulting fees or commissions for engagements; single member llc; 5 hours per week some during normal trading hours. 3) Total Solutions Enterprise LLC (DBA Sparta Welath Partners); Charlotte, NC; RIA/Multi Family office; www.spartawp.com; President, Managing Partner; 30 hours per week during normal trading hours. 4) Total Solutions Enterprise Holding LLC; holding entity. 5) Customized lending referrals; Non Investment Related. 6) Sine Pari; Investment holding company. 7) Backstage Pass LLC; pass through for rental real estate income and fixed insurance sales or trails; spartawp.com; single member, llc; 1 hours per week some during normal trading hours. 8) Thompson Capital Partners; investment holding company. 9) Aware; start: 3/2024; biometric wearables and monitoring healthcare company; www.awarecbw.com; advisory board role; % of equity; 1 hour per week some during normal trading hours. 10) DBT Consulting, LLC; consulting referrals, captive insurance administration; spartawp.com; referrals and introductions; Compensation - portion of setup and premiums for the client; .5 hours per week some during normal trading hours.

CRS (Client Relationship Summary) - RIA

Click below to view David Blair Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

SPARTA WEALTH PARTNERS

Office #1: 4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211

RIA

CRD#: 46173

CHARLOTTE, NC

Past

April 3, 2006 - July 27, 2009

NEW ENGLAND SECURITIES

CRD#: 615

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPARTA WEALTH PARTNERS

SPARTA WEALTH PARTNERS | TOTAL SOLUTIONS ENTERPRISE LLC | TOTAL SOLUTIONS ENTERPRISE

CRD#: 318036 / SEC#: 801-123050

RIA

Registered Investment Advisory firm - (1/20/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/20/2024)

Florida
(5/12/2023)

Georgia
(9/30/2024)

Louisiana
(10/30/2024)

Maryland
(2/22/2024)

Nevada
(5/12/2023)

New Mexico
(5/22/2023)

New York
(2/14/2024)

IAR

North Carolina
(4/18/2022)

North Carolina
(5/15/2023)

Ohio
(9/2/2025)

Oregon
(5/24/2024)

Pennsylvania
(6/7/2023)

South Carolina
(5/12/2023)

South Dakota
(1/13/2025)

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SPARTA WEALTH PARTNERS

SPARTA WEALTH PARTNERS | TOTAL SOLUTIONS ENTERPRISE LLC | TOTAL SOLUTIONS ENTERPRISE

CRD#: 318036 / SEC#: 801-123050

RIA

Registered Investment Advisory firm - (1/20/2022 Approved)

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Contact information

Main Address

4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211

Mailing Address

Phone number

(704) 575-1148

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 265,387,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David B. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

CRS (Client Relationship Summary) - RIA

Click below to view David Blair Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

INNOVATION PARTNERS LLC

ALDEN CAPITAL

J. ALDEN ASSOCIATES, INC.

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CERTUS INVESTMENT ADVISORS, LLC

CERTUSSECURITIES, INC.

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CAPITAL INVESTMENT GROUP, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

SPARTA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2010

Series 63

Date: 4/5/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2018

Series 6

Date: 3/31/2006

FINRA

Current Firm

SPARTA WEALTH PARTNERS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPARTA WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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