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Kathy Jones Kuria

REDBRIDGE GLOBAL MARKETS
HOUSTON, TX
·CRD# 4004859·26 years experience

Professional Summary

Kathy Jones Kuria, who also goes by Kathy Leanette Jones, Kathy J Kuria, Kathy J. Kuria, Kathy Jones Kuria, is a registered financial advisor currently at REDBRIDGE GLOBAL MARKETS, LLC located in Houston, Texas and LIDO SECURITIES, LLC located in The Woodlands, Texas. Kathy is registered as a RR (Registered Representative) and started their career in finance in 2000. Kathy has worked at 18 firms and has passed the Series 65, Series 66, Series 99TO,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kathy Leanette Jones, Kathy J Kuria, Kathy J. Kuria, Kathy Jones Kuria

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

REDBRIDGE GLOBAL MARKETS, LLC·CRD# 319550
BD
712 Main Street Suite 800, Houston, TX 77002
March 28, 2024 - Present
LIDO SECURITIES, LLC·CRD# 331956
BD
8111 Ashlane Way Suite 207, The Woodlands, TX 77382
January 9, 2026 - Present
IFP SECURITIES, LLC·CRD# 297287
BD
Tampa, FL
January 8, 2024 - December 20, 2024
QUINT CAPITAL CORPORATION·CRD# 26586
BD
New York, NY
June 1, 2023 - April 12, 2024
SYNAPSE BROKERAGE LLC·CRD# 137662
BD
Parker, CO
October 20, 2022 - July 2, 2024
RWM CAPITAL, LLC·CRD# 310635
RIA
Sugar Land, TX
December 16, 2021 - March 14, 2022
AVALON INVESTMENT & ADVISORY·CRD# 112556
RIA
Houston, TX
April 12, 2019 - November 12, 2021
AVALON WEALTH MANAGEMENT LLC·CRD# 162745
BD
Houston, TX
April 12, 2019 - November 12, 2021
BBVA SECURITIES INC.·CRD# 27060
BD
Houston, TX
May 16, 2013 - April 2, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.·CRD# 110476
RIA
Houston, TX
November 11, 2011 - April 2, 2019
BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086
BD
Houston, TX
March 6, 2008 - May 16, 2013
OSAIC SERVICES, INC.·CRD# 133763
RIA
Houston, TX
July 26, 2007 - September 6, 2007
OSAIC SERVICES, INC.·CRD# 133763
BD
Houston, TX
July 24, 2007 - September 6, 2007
FIRST SOUTHWEST COMPANY, LLC·CRD# 316
BD
Houston, TX
February 1, 2006 - March 19, 2007
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Houston, TX
September 3, 2004 - January 30, 2006
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
September 2, 2004 - January 30, 2006
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Sugar Land, TX
December 19, 2001 - July 26, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 19, 2001 - July 26, 2004
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
October 15, 2001 - December 5, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 21, 2000 - March 20, 2002

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Current Firm

LS
LIDO SECURITIES, LLC

LIDO SECURITIES, LLC

CRD#: 331956 / SEC#: 8-71291
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8111 Ashlane Way Suite 207, The Woodlands, TX 77382

Mailing Address

8111 Ashlane Way Suite 207, The Woodlands, TX 77382

Phone Number

(832) 562-2643

Established

Delaware since 04/04/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAL INTERMEDIATE, LLCSOLE MEMBER—
KURIA, KATHY JONESMANAGER, PRESIDENT. EXECUTIVE REPRESENTATIVE & AMLCO4004859
MIMARI, LEON ANTHONYCCO AND MUNICPAL PRINCIPAL5102749
SHUMBERG, IVANA MARCELLAFINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER3167225

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 4/10/2019, Ms. Kuria has been a full-time employee of Avalon Advisors, LLC ("Avalon"), a federally registered investment adviser; she also is a part-time employee of Avalon's wholly-owned broker-dealer subsidiary, Avalon Wealth Management LLC ("AWM"). Both Avalon and AWM are located at 2929 Allen Parkway, Suite 3000, Houston, Texas 77019-7124. Mrs. Kuria serves as Chief Compliance Officer of both organizations. Her primary responsibilities and the majority of her monthly work hours are dedicated to Avalon's compliance program.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/31/2026)
RR
Ohio
(8/20/2026)
RR
Texas
(3/28/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2011About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2000About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2026About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kathy Jones Kuria's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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