Brandon Hendricks
HORTER INVESTMENT MANAGEMENT | Financial Advisor
Columbus, OH 43235
CRD#: 5618247
Professional summary
Brandon Hendricks, who also goes by Brandon Ray Hendricks, Brandon Hendricks, is a registered financial advisor currently at HORTER INVESTMENT MANAGEMENT, LLC located in Columbus, Ohio.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brandon has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Ray Hendricks | Brandon Hendricks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Hendricks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2026 - Present
HORTER INVESTMENT MANAGEMENT, LLC
Office #1: 445 Hutchinson Ave Ste 500, Columbus, OH 43235RIA
CRD#: 119880
Columbus, OH
Past
May 21, 2025 - February 2, 2026
MARINER WEALTH
RIA
CRD#: 140195
Overland Park, KS
Past
December 5, 2022 - October 11, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Powell, OH
Past
December 5, 2022 - October 11, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Powell, OH
Past
March 22, 2019 - November 4, 2022
EDWARD JONES
RIA
CRD#: 250
CANAL WINCHESTER, OH
Past
March 19, 2019 - November 4, 2022
EDWARD JONES
BD
CRD#: 250
CANAL WINCHESTER, OH
Past
March 20, 2018 - March 22, 2019
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
GROVE CITY, OH
Past
March 3, 2016 - March 22, 2019
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
GROVE CITY, OH
Past
June 1, 2012 - February 3, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CHILLICOTHE, OH
Past
October 28, 2010 - February 3, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CHILLICOTHE, OH
Past
June 24, 2009 - August 25, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORTER INVESTMENT MANAGEMENT, LLC
ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS
CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)California
Registered Investment Advisory firm - (1/31/2007 Terminated)Delaware
Registered Investment Advisory firm - (4/23/2007 Terminated)Ohio
Registered Investment Advisory firm - (1/31/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/31/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(4/15/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HORTER INVESTMENT MANAGEMENT, LLC
ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS
CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)California
Registered Investment Advisory firm - (1/31/2007 Terminated)Delaware
Registered Investment Advisory firm - (4/23/2007 Terminated)Ohio
Registered Investment Advisory firm - (1/31/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/31/2007 Terminated)PREMIUM
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Contact information
Main Address
11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249
Mailing Address
Phone number
(513) 984-9933
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,296 |
| AUM (Assets Under Management) | $ 314,499,558 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/19/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORTER INVESTMENT MANAGEMENT, LLC
Financial AdvisorCRD#: 119880Columbus, OH 43235TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
