AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Brandon Hendricks
AdvisorCheck Check Mark

Brandon Hendricks

Financial Advisor·HORTER INVESTMENT MANAGEMENT
Columbus, OH
·CRD# 5618247·17 years experience

Professional Summary

Brandon Hendricks, who also goes by Brandon Ray Hendricks, Brandon Hendricks, is a registered financial advisor currently at HORTER INVESTMENT MANAGEMENT, LLC located in Columbus, Ohio. Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brandon has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brandon Ray Hendricks, Brandon Hendricks

Blog Corner

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
View profile
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

Facebook

facebook.com/xxxxxx

Email

xxxxx@xxxx.xxx

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Years of Experience

17 years in the financial services industry

Current & Past Employments

HORTER INVESTMENT MANAGEMENT, LLC·CRD# 119880
RIA
445 Hutchinson Ave Ste 500, Columbus, OH 43235
April 15, 2026 - Present
MARINER·CRD# 140195
RIA
Overland Park, KS
May 21, 2025 - February 2, 2026
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Powell, OH
December 5, 2022 - October 11, 2024
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Powell, OH
December 5, 2022 - October 11, 2024
EDWARD JONES·CRD# 250
RIA
Canal Winchester, OH
March 22, 2019 - November 4, 2022
EDWARD JONES·CRD# 250
BD
Canal Winchester, OH
March 19, 2019 - November 4, 2022
FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Grove City, OH
March 20, 2018 - March 22, 2019
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Grove City, OH
March 3, 2016 - March 22, 2019
PNC WEALTH MANAGEMENT LLC·CRD# 129052
RIA
Chillicothe, OH
June 1, 2012 - February 3, 2014
PNC WEALTH MANAGEMENT LLC·CRD# 129052
BD
Chillicothe, OH
October 28, 2010 - February 3, 2014
NEW ENGLAND SECURITIES·CRD# 615
BD
Columbus, OH
June 24, 2009 - August 25, 2009

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Current Firm

HI
HORTER INVESTMENT MANAGEMENT, LLC

ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS

CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - SEC (1/12/2007 Approved)
California
Registered Investment Advisory firm - California (1/31/2007 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (4/23/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/31/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/31/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249

Phone Number

(513) 984-9933

# of Employees

43

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HIM ADV PART 2A_2026 (3/16/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,296

AUM (Assets Under Management)

$314,499,558

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/19/2026Cover PageReport

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; Outside Employment; FINRA; Other; 9509 Key W Ave, Rockville, MD, 20850; Not Investment-Related; 03/01/2020; 0 during trading hours; 1 to 9 hours per month / Outside Employment; ACX by Audible; Other; 160 Buckeye Loop, Commercial Point, OH, 43116; Not Investment-Related; 04/01/2024; 0 during trading hours; 20 to 39 hours per month. Laurel Canyon Church; Not investment related; 409 McNaughten Rd, Columbus OH 43213; Church; Deacon; 04/2025 - PRESENT; 5 hours devoted per month; 0 hours devoted during securities exchange hours; in charge of the teachers and Bible class curriculum. Micro 1 Mercor; Not investment related; 160 Buckeye Loop, Commercial Point, OH 43116; AI Company; Subject Matter Expert; 02/2026 - PRESENT; 15 hours devoted per month; 0 hours devoted during securities exchange hours; Training AI models.

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORTER INVESTMENT MANAGEMENT, LLC

ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS

CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - SEC (1/12/2007 Approved)
California
Registered Investment Advisory firm - California (1/31/2007 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (4/23/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/31/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/31/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(4/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2009About the Series 6 exam

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Hendricks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Andrew James Lehman
Andrew James Lehman

INSPIRE ADVISORS, LLC

Dublin, OH · CRD#
James E Blue II
James E Blue II

BLUE ADVISORS

UPPER ARLINGTON, OH · CRD#
JB
James Arthur Bowman

JANNEY MONTGOMERY SCOTT LLC

Columbus, OH · CRD#
CA
Cody Anderson

J.P. MORGAN SECURITIES LLC

UPPER ARLINGTON, OH · CRD#
Brandon Hendricks
AdvisorCheck Check Mark
Follow Brandon
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required