John Daniel Stepp
Professional Summary
John Daniel Stepp is a registered financial advisor currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Prairie Village, Kansas. John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
CENTRAL STATES CAPITAL MARKETS, LLC
Contact Information
Main Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208Mailing Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208Phone Number
(913) 766-6565Established
Kansas since 08/31/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
4FINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | — |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$13,702,190Disclosures
Regulatory Event
6Criminal
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/18/2024)
(12/7/2011)
(12/12/2011)
(2/10/2012)
(1/30/2012)
(9/29/2011)
(9/22/2011)
(4/2/2013)
(8/15/2013)
(2/2/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Feb 2016About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Daniel Stepp's CRS (Customer Relationship Summary).
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