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Robert Morris Young Jr

CENTRAL STATES CAPITAL MARKETS
PRAIRIE VILLAGE, KS
·CRD# 501297·41 years experience

Professional Summary

Robert Morris Young JR, who also goes by Bob M Young Jr, Bob M Young, is a registered financial advisor currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Prairie Village, Kansas. Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob M Young Jr, Bob M Young

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CENTRAL STATES CAPITAL MARKETS, LLC·CRD# 155291
RIA
BD
4200 W 83rd Street Suite 101, Prairie Village, KS 66208
November 20, 2017 - Present
NORTHLAND SECURITIES, INC.·CRD# 40258
BD
West Des Moines, IA
January 14, 2011 - November 17, 2017
DEWAAY FINANCIAL NETWORK, LLC·CRD# 30767
BD
Clive, IA
October 26, 2006 - May 24, 2010
AGRI GENERAL SECURITIES CORPORATION·CRD# 41474
BD
Johnston, IA
February 24, 1997 - May 1, 2006
RUAN SECURITIES CORPORATION·CRD# 16276
BD
Des Moines, IA
July 16, 1985 - January 3, 1995

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Current Firm

CS
CENTRAL STATES CAPITAL MARKETS, LLC

CENTRAL STATES CAPITAL MARKETS, LLC

CRD#: 155291 / SEC#: 801-79295, 8-68711
RIA
Registered Investment Advisory firm - SEC (1/3/2017 Terminated)
Iowa
Registered Investment Advisory firm - SEC (1/23/2018 Approved)
Kansas
Registered Investment Advisory firm - SEC (10/12/2016 Approved)
Missouri
Registered Investment Advisory firm - SEC (12/29/2016 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4200 W 83rd Street Suite 101, Prairie Village, KS 66208

Mailing Address

4200 W 83rd Street Suite 101, Prairie Village, KS 66208

Phone Number

(913) 766-6565

Established

Kansas since 08/31/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

4

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CLASSEN, MARK KMEMBER6886821
CENTRAL STATES FINANCIAL SERVICES, LLCHOLDING COMPANY; MEMBER—
YOUNG, ROBERT MORRIS JRCHAIRMAN & CCO501297
ADDISON, LAURIE ANNECHIEF FINANCIAL OFFICER & FINOP7488882
HORTON, MICHAEL ALANDIRECTOR, BRANCH MANAGER1041106
STEPP, JOHN DANIELMANAGING DIRECTOR, CEO; ELECTED MANAGER501417

Regulatory Assets Under Management

Total Number of Accounts

7

AUM (Assets Under Management)

$13,702,190

Disclosures

Regulatory Event

6

Criminal

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/20/2017)
RR
Iowa
(11/22/2017)
RR
Minnesota
(6/17/2018)
RR
Missouri
(11/20/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Morris Young JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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