Michael K. Riley

LEGACY FINANCIAL ADVISORS

TOWSON, MD 21204

CRD#: 5730317

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Professional summary

Michael Kipp Riley, who also goes by Michael Kipp Riley, Michael K Riley, is a registered financial advisor currently at LEGACY FINANCIAL ADVISORS located in Towson, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Kipp Riley | Michael K Riley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kipp Riley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2026 - Present

LEGACY FINANCIAL ADVISORS

Office #1: 100 West Road, Suite 300, Towson, MD 21204

RIA

CRD#: 335357

TOWSON, MD

Past

November 21, 2023 - June 12, 2026

PROSPERITY - AN EISNERAMPER COMPANY

RIA

CRD#: 133777

OWINGS MILLS, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2023

Uniform Investment Adviser Law Examination

Current Firm

LEGACY FINANCIAL ADVISORS

LEGACY FINANCIAL ADVISORS | LEGACY FINANCIAL ADVISORS, LLC

CRD#: 335357 / SEC#:

Maryland

Registered Investment Advisory firm - (6/10/2025 Approved)

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Contact information

Main Address

100 West Road, Suite 300, Towson, MD 21204

Mailing Address

Phone number

(410) 929-3830

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael K. Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kipp Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FINANCIAL ADVISORS

PROSPERITY - AN EISNERAMPER COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2023

Current Firm

LEGACY FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

LEGACY FINANCIAL ADVISORS

TRUST BUT VERIFY

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