Michael Alan Horton
Professional Summary
Michael Alan Horton is a registered financial advisor currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Wichita, Kansas. Michael is registered as a RR (Registered Representative) and started their career in finance in 1982. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
CENTRAL STATES CAPITAL MARKETS, LLC
Contact Information
Main Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208Mailing Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208Phone Number
(913) 766-6565Established
Kansas since 08/31/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
4FINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | — |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$13,702,190Disclosures
Regulatory Event
6Criminal
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/9/2011)
(10/28/2015)
(1/11/2012)
(2/10/2012)
(3/23/2015)
(11/30/2011)
(1/8/2026)
(5/22/2012)
(11/21/2011)
(11/10/2015)
(12/5/2011)
(1/25/2024)
(5/25/2021)
(4/30/2015)
(1/8/2024)
(2/3/2012)
(9/22/2022)
(1/12/2012)
(9/18/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Alan Horton's CRS (Customer Relationship Summary).
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