Eric David Maxon
Professional Summary
Eric David Maxon is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania and SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania. Eric is registered as a RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 4 firms and has passed the Series 57TO, SIE, Series 56 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SUSQUEHANNA INVESTMENT GROUP
Contact Information
Main Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122Mailing Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122Phone Number
(610) 617-2600Established
Pennsylvania since 05/01/1987Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Aug 2011SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric David Maxon's CRS (Customer Relationship Summary).
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