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CRD#: 35865
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SUSQUEHANNA FINANCIAL GROUP, LLLP is located at 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122 and was first established at Philadelphia, Delaware in 07/25/2002. After operating for 23 years, SUSQUEHANNA FINANCIAL GROUP, LLLP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SUSQUEHANNA FINANCIAL GROUP, LLLP’s clients are individuals and 0% of their clients are high net worth individuals. SUSQUEHANNA FINANCIAL GROUP, LLLP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SUSQUEHANNA FINANCIAL GROUP, LLLP are registered to handle securities or provide financial advice. The firm has 12 disclosures, 12 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SUSQUEHANNA FINANCIAL GROUP, LLLP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SUSQUEHANNA FINANCIAL GROUP, LLLP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SUSQUEHANNA FINANCIAL GROUP, LLLP Comes From

Understanding the Statistics for SUSQUEHANNA FINANCIAL GROUP, LLLP and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
12

FIRM INFORMATION

Main Address
401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122
Firm Size
Medium
Phone Number
(800) 825-9550
Established
Delaware since 07/25/2002
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SFG HOLDING, LLCLIMITED PARTNER
DAMATO, DANIEL DAVID IIFINOP7430998
DANIELS, ETHAN SCOTTPOO5902179
KRASNICK, ALAN JONATHANMUNICIPAL SECURITIES PRINCIPAL4606571
MCENTEE, ROBERT FRANCIS JR.CHIEF COMPLIANCE OFFICER4722705
SFG PARTNER LLCGENERAL PARTNER
WOOD, NICHOLAS HPRESIDENT2626078

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Advisor's working at SUSQUEHANNA FINANCIAL GROUP, LLLP

JG

John Anthony Gonzalez

John A Gonzalez
RR
CRD#: 1541466
Location:
Bala Cynwyd, PA 19004
Company:
SUSQUEHANNA FINANCIAL GROUP, LLLP
Disclosures:
Experience:
37 years
View Profile
DH

Daniel H Hirsch

Daniel Harold Hirsch
RR
CRD#: 1607068
Location:
Chicago, IL 60604
Company:
SUSQUEHANNA FINANCIAL GROUP, LLLP
Disclosures:
Experience:
39 years
View Profile
JY

Jeffrey Steven Yass

Jeffrey Yass
RR
CRD#: 1802451
Location:
Bala Cynwyd, PA 19004-1122
Company:
SUSQUEHANNA SECURITIES, LLC
Disclosures:
Experience:
23 years
View Profile
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