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CRD#: 35874
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SUSQUEHANNA SECURITIES, LLC is located at 401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122 and was first established at Philadelphia, Delaware in 08/31/2019. After operating for 6 years, SUSQUEHANNA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SUSQUEHANNA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SUSQUEHANNA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SUSQUEHANNA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 60 disclosures, 60 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SUSQUEHANNA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SUSQUEHANNA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SUSQUEHANNA SECURITIES, LLC Comes From

Understanding the Statistics for SUSQUEHANNA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
60

FIRM INFORMATION

Main Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
Firm Size
Large
Phone Number
(610) 617-2600
Established
Delaware since 08/31/2019
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SSUS HOLDINGS, LLCMEMBER
FERNANDEZ, ALEJANDROPRESIDENT4552870
JAMACA, MELISSAFINOP7478107
MCENTEE, ROBERT FRANCIS JR.CHIEF COMPLIANCE OFFICER4722705
SIMPSON, MICHAEL ROBERTPOO7521292

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Advisor's working at SUSQUEHANNA SECURITIES, LLC

AG

Alan Barry Goldberg

RR
CRD#: 2340315
Location:
Bala Cynwyd, PA 19004
Company:
SAL EQUITY TRADING, GP
Disclosures:
Experience:
32 years
MD

Michael Patrick Doherty

Michael P Doherty
RR
CRD#: 703900
Location:
Chicago, IL 60604
Company:
SUSQUEHANNA FINANCIAL GROUP, LLLP
Disclosures:
Experience:
46 years
JC

John Thomas Capobianco JR

RR
CRD#: 2596580
Location:
Bala Cynwyd, PA 19004
Company:
SUSQUEHANNA FINANCIAL GROUP, LLLP
Disclosures:
Experience:
31 years
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