Pierre-georges Roy
Professional Summary
Pierre-georges Roy is a registered financial advisor currently at CRITO CAPITAL LLC located in New York, New York. Pierre-georges is registered as a RR (Registered Representative) and started their career in finance in 2006. Pierre-georges has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CRITO CAPITAL LLC
Contact Information
Main Address
8 Wright Street Suite 107, Westport, CT 06880Mailing Address
8 Wright Street Suite 107, Westport, CT 06880Phone Number
(203) 423-5600Established
Connecticut since 05/23/2011Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
Small# of Employees
2FINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Pierre-georges Roy's CRS (Customer Relationship Summary).
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