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Michael Herold Gansfuss

CRD# 4929329·Registered 2005 - 2026
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Herold Gansfuss, who also goes by Michael H Gansfuss, Michael Gansfuss, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2005 - 2026. Michael had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael H Gansfuss, Michael Gansfuss

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

LARRAINVIAL SECURITIES US LLC·CRD# 152424
BD
Las Condes Santiago
December 4, 2023 - June 25, 2026
MCG SECURITIES LLC·CRD# 163144
BD
Wayne, PA
July 12, 2023 - November 6, 2023
GOLDMAN SACHS CUSTODY SOLUTIONS·CRD# 48015
BD
Mclean, VA
May 14, 2021 - November 7, 2022
WINTRUST INVESTMENTS LLC·CRD# 875
RIA
Chicago, IL
August 15, 2018 - April 20, 2021
GREAT LAKES ADVISORS, LLC·CRD# 110757
RIA
Chicago, IL
August 15, 2018 - May 4, 2021
WINTRUST INVESTMENTS LLC·CRD# 875
BD
Chicago, IL
August 13, 2018 - April 20, 2021
MADISON INVESTMENT ADVISORS, LLC·CRD# 110297
RIA
Madison, WI
July 17, 2014 - February 21, 2018
MFD DISTRIBUTOR, LLC·CRD# 44930
BD
Madison, WI
July 17, 2014 - February 21, 2018
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Chicago, IL
September 2, 2011 - July 18, 2014
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Chicago, IL
September 2, 2011 - July 18, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Chicago, IL
November 15, 2006 - July 14, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 15, 2006 - July 14, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Dallas, TX
September 16, 2005 - August 1, 2006
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Dallas, TX
September 2, 2005 - August 1, 2006

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Current Firm

LS
LARRAINVIAL SECURITIES US LLC

LARRAINVIAL SECURITIES US LLC

CRD#: 152424 / SEC#: 8-68452
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

El Bosque Norte 0177, Las Condes Santiago 7550100

Mailing Address

400 Madison Avenue Suite 5c, New York, NY 10017

Phone Number

562 2339-8562

Established

Delaware since 11/02/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LARRAIN VIAL SPAMANAGING MEMBER—
CHIN, PHYLLIS NYUK FAHFINOP6250921
LARRAIN, CLAUDIO PATRICIOCEO5742665
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096
VEGA, SEBASTIAN P.CO-CCO7567081

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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