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MG

Michael H. Gansfuss

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CRD#: 4929329
MG
Michael Herold Gansfuss

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Herold Gansfuss, who also goes by Michael H Gansfuss, Michael Gansfuss, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Michael H Gansfuss | Michael Gansfuss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 4, 2023 - June 25, 2026

LARRAINVIAL SECURITIES US LLC

BD
CRD#: 152424
LAS CONDES SANTIAGO,
Past

July 12, 2023 - November 6, 2023

MCG SECURITIES LLC

BD
CRD#: 163144
WAYNE, PA
Past

May 14, 2021 - November 7, 2022

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
MCLEAN, VA
Past

August 15, 2018 - April 20, 2021

WINTRUST INVESTMENTS LLC

RIA
CRD#: 875
CHICAGO, IL
Past

August 15, 2018 - May 4, 2021

GREAT LAKES ADVISORS, LLC

RIA
CRD#: 110757
CHICAGO, IL
Past

August 13, 2018 - April 20, 2021

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
CHICAGO, IL
Past

July 17, 2014 - February 21, 2018

MADISON INVESTMENT ADVISORS, LLC

RIA
CRD#: 110297
MADISON, WI
Past

July 17, 2014 - February 21, 2018

MFD DISTRIBUTOR, LLC

BD
CRD#: 44930
MADISON, WI
Past

September 2, 2011 - July 18, 2014

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CHICAGO, IL
Past

September 2, 2011 - July 18, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
CHICAGO, IL
Past

November 15, 2006 - July 14, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

November 15, 2006 - July 14, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 16, 2005 - August 1, 2006

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
DALLAS, TX
Past

September 2, 2005 - August 1, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/15/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2005
General Securities Representative Examination

Current Firm

LS
LARRAINVIAL SECURITIES US LLC
LARRAINVIAL SECURITIES US LLC

CRD#: 152424 / SEC#: , 8-68452

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
El Bosque Norte 0177, Las Condes Santiago 7550100
Mailing Address
400 Madison Avenue Suite 5c, New York, NY 10017
Phone number
562 2339-8562
Established
Delaware since 11/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
LARRAIN VIAL SPAMANAGING MEMBER
CHIN, PHYLLIS NYUK FAHFINOP6250921
LARRAIN, CLAUDIO PATRICIOCEO5742665
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096
VEGA, SEBASTIAN P.CO-CCO7567081

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARRAINVIAL SECURITIES US LLC

CRD#: 152424

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