Christy Noel Moccia
Professional Summary
Christy Noel Moccia, who also goes by Christy Noel Farrell, Christy Moccia, Christy Noel Oeth, Christy Oeth, is a registered financial advisor currently at CLEAR STREET LLC located in Del Mar, California and CS ENHANCED LENDING LLC located in New York, New York. Christy is registered as a RR (Registered Representative) and started their career in finance in 2004. Christy has worked at 12 firms and has passed the Series 66, Series 63, Series 99TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christy Noel Farrell, Christy Moccia, Christy Noel Oeth, Christy Oeth
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
CS ENHANCED LENDING LLC
Contact Information
Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007Mailing Address
4 World Trade Center 150 Greenwich Street, New York, NY, 10007Phone Number
(516) 204-2347Established
Delaware since 05/07/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/1/2019)
(8/15/2019)
(11/19/2019)
(1/3/2020)
(5/15/2020)
(1/6/2020)
(11/6/2019)
(4/11/2019)
(5/26/2020)
(1/2/2020)
(8/26/2019)
(5/27/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2009About the Series 87 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christy Noel Moccia's CRS (Customer Relationship Summary).
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