Andrew Volz
Professional Summary
Andrew Volz, who also goes by Andrew Robert Volz, is a registered financial advisor currently at CLEAR STREET LLC located in New York, New York and CS ENHANCED LENDING LLC located in New York, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 10 firms and has passed the Series 63, Series 66, Series 79TO, Series 57TO, Series 99TO, Series 3, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Robert Volz
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
CS ENHANCED LENDING LLC
Contact Information
Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007Mailing Address
4 World Trade Center 150 Greenwich Street, New York, NY, 10007Phone Number
(516) 204-2347Established
Delaware since 05/07/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2006SRO Registrations
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Volz's CRS (Customer Relationship Summary).
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