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Dalf Paul Hammerich

CLEAR STREET
NEW YORK, NY
·CRD# 4710381·22 years experience

Professional Summary

Dalf Paul Hammerich is a registered financial advisor currently at CLEAR STREET LLC located in New York, New York and CS ENHANCED LENDING LLC located in New York, New York. Dalf is registered as a RR (Registered Representative) and started their career in finance in 2004. Dalf has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

CLEAR STREET LLC·CRD# 288933
BD
1. 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 100072. 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
May 17, 2021 - Present
CS ENHANCED LENDING LLC·CRD# 331620
BD
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
February 27, 2025 - Present
PRECISION SECURITIES, LLC·CRD# 103976
BD
Del Mar, CA
February 7, 2022 - October 14, 2022
EXOS SECURITIES LLC·CRD# 298276
BD
New York, NY
February 13, 2019 - May 17, 2021
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
September 1, 2016 - February 9, 2018
VIRTU AMERICAS LLC·CRD# 149823
BD
Jersey City, NJ
July 2, 2012 - March 17, 2014
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Greenwich, CT
January 3, 2011 - July 2, 2012
KNIGHT LIBERTAS LLC·CRD# 124790
BD
Greenwich, CT
December 6, 2005 - January 3, 2011
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Charlotte, NC
April 19, 2004 - November 3, 2005
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
February 16, 2004 - April 19, 2004

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Current Firm

CE
CS ENHANCED LENDING LLC

CS ENHANCED LENDING LLC

CRD#: 331620 / SEC#: 8-71254
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

Mailing Address

4 World Trade Center 150 Greenwich Street, New York, NY, 10007

Phone Number

(516) 204-2347

Established

Delaware since 05/07/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS LLCDIRECT OWNER—
HAMMERICH, DALF PAULPRINCIPAL OPERATIONS OFFICER4710381
MOCCIA, CHRISTY NOELCCO4855629
OLIVEIRA, BRIANFINOP / PFO5371120
VOLZ, ANDREWCEO/COO4808674

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2004About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2004About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2019About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 2012About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Dalf Paul Hammerich's CRS (Customer Relationship Summary).

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