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GV

Gideon Valentin

SPEEDTRADER
KATONAH, NY
·CRD# 4840207·21 years experience

Professional Summary

Gideon Valentin is a registered financial advisor currently at SPEEDTRADER, INC located in Katonah, New York. Gideon is registered as a RR (Registered Representative) and started their career in finance in 2005. Gideon has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SPEEDTRADER, INC·CRD# 107403
BD
2875 Rt 35 Ste 5c-2, Katonah, NY 10536
April 28, 2015 - Present
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.·CRD# 18487
BD
New York, NY
March 11, 2015 - April 24, 2015
LIGHTSPEED TRADING, LLC·CRD# 35519
BD
New York, NY
February 3, 2014 - January 29, 2015
SPEEDTRADER, INC·CRD# 107403
BD
White Plains, NY
February 22, 2012 - February 17, 2014
MASTERTRADER.COM·CRD# 47883
BD
White Plains, NY
January 4, 2007 - February 28, 2012
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
February 13, 2006 - November 27, 2006
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
August 24, 2005 - December 19, 2005
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
February 4, 2005 - July 15, 2005

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Current Firm

SI
SPEEDTRADER, INC

MINT GLOBAL MARKETS, INC. | STOCK USA INVESTMENTS, INC | STOCK USA INVESTMENTS | STOCK USA EXECUTION SERVICES, INC | STOCK USA | SPRINTTRADER | SPEEDTRADERPRO | SPEEDTRADER.COM, INC. | SPEEDTRADER, INC | SPEEDTRADER

CRD#: 107403 / SEC#: 8-53035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Mailing Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Phone Number

(845) 531-2487

Established

New York since 06/30/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MINT GLOBAL HOLDINGS, INC.PARENT COMPANY—
ELY, JOSEPH LEOCEO2936519
HALL, BRIAN DANIELFINOP4174803
JORDON, MARK WILLIAM JRCCO5961342
RAINBEAU, DAVIDCOO2964016

Disclosures

Regulatory Event

21

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/3/2020)
RR
Alaska
(1/3/2020)
RR
Arizona
(1/3/2020)
RR
Arkansas
(1/3/2020)
RR
California
(1/3/2020)
RR
Colorado
(1/3/2020)
RR
Connecticut
(1/3/2020)
RR
Delaware
(1/3/2020)
RR
District of Columbia
(1/3/2020)
RR
Florida
(1/3/2020)
RR
Georgia
(1/3/2020)
RR
Hawaii
(1/3/2020)
RR
Idaho
(1/3/2020)
RR
Illinois
(1/3/2020)
RR
Indiana
(1/3/2020)
RR
Iowa
(1/3/2020)
RR
Kansas
(1/3/2020)
RR
Kentucky
(1/3/2020)
RR
Louisiana
(1/3/2020)
RR
Maine
(1/3/2020)
RR
Maryland
(1/3/2020)
RR
Massachusetts
(1/3/2020)
RR
Michigan
(1/3/2020)
RR
Minnesota
(1/3/2020)
RR
Mississippi
(1/3/2020)
RR
Missouri
(1/3/2020)
RR
Montana
(1/3/2020)
RR
Nebraska
(1/3/2020)
RR
Nevada
(1/3/2020)
RR
New Hampshire
(1/3/2020)
RR
New Jersey
(1/3/2020)
RR
New Mexico
(1/3/2020)
RR
New York
(12/7/2022)
RR
North Carolina
(1/3/2020)
RR
North Dakota
(1/3/2020)
RR
Ohio
(1/3/2020)
RR
Oklahoma
(1/3/2020)
RR
Oregon
(1/3/2020)
RR
Pennsylvania
(1/3/2020)
RR
Puerto Rico
(1/3/2020)
RR
Rhode Island
(1/3/2020)
RR
South Carolina
(1/3/2020)
RR
South Dakota
(1/3/2020)
RR
Tennessee
(1/3/2020)
RR
Texas
(1/3/2020)
RR
Utah
(1/3/2020)
RR
Vermont
(1/3/2020)
RR
Virginia
(1/3/2020)
RR
Washington
(1/3/2020)
RR
West Virginia
(1/3/2020)
RR
Wisconsin
(1/3/2020)
RR
Wyoming
(1/3/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2005About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2007

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2005About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2019About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 2016About the Series 24 exam
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gideon Valentin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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