James M. Kenny
Professional summary
James Michael Kenny, who also goes by James M Kenny, James Kenny, is a registered financial professional currently at TRADEWEB DIRECT LLC located in Garden City, New York and TRADEWEB LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Michael Kenny's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2014 - Present
TRADEWEB DIRECT LLC
Office #1: 1225 Franklin Avenue Suite 550, Garden City, NY 11530February 25, 2022 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167March 18, 2013 - June 12, 2014
TRADEWEB LLC
December 16, 2011 - March 15, 2013
AMERICAN PORTFOLIOS ADVISORS, INC
December 9, 2011 - March 11, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
June 1, 2009 - January 3, 2012
MORGAN STANLEY
June 1, 2009 - January 3, 2012
MORGAN STANLEY
March 13, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 13, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 29, 2006 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 2006 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2004 - November 10, 2005
METROPOLITAN LIFE INSURANCE COMPANY
June 2, 2004 - November 10, 2005
MSI FINANCIAL SERVICES, INC.
March 26, 2004 - June 15, 2004
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2014)
Exams
FINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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