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CRD#: 42759
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TRADEWEB LLC is located at 245 Park Avenue, New York, NY 10167 and was first established at New York, Delaware in 01/27/1997. After operating for 29 years, TRADEWEB LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRADEWEB LLC’s clients are individuals and 0% of their clients are high net worth individuals. TRADEWEB LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRADEWEB LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRADEWEB LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRADEWEB LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TRADEWEB LLC Comes From

Understanding the Statistics for TRADEWEB LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
245 Park Avenue, New York, NY 10167
Mailing Address
245 Park Avenue, New York, NY 10167
Firm Size
Medium
Phone Number
(646) 430-6000
Established
Delaware since 01/27/1997
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TRADEWEB GLOBAL LLCOWNER
BRUNER, CHRISTIAN ADAMBOARD MEMBER5661505
CLACK, AMYBOARD MEMBER4882071
FRIEDMAN, DOUGLAS L.GENERAL COUNSEL5121291
MCGUIRE, MICHAEL TERRENCECHIEF COMPLIANCE OFFICER2267871
PITTINSKY, JONATHAN DAVIDCHIEF FINANCIAL OFFICER4291263
PITTINSKY, JONATHAN DAVIDDIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL4291263
SERRAO, ASHLEY NEILBOARD MEMBER5360541
WOOD, ELISABETH KIRBYBOARD MEMBER4929181

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Advisor's working at TRADEWEB LLC

CH

Christopher Michael Hall

RR
CRD#: 7903998
Location:
New York, NY 10167
Company:
TRADEWEB LLC
Disclosures:
Experience:
1 year
View Profile
TJ

Trinity Anne-marie Joyce

RR
CRD#: 7910876
Location:
New York, NY 10167
Company:
DEALERWEB LLC
Disclosures:
Experience:
1 year
View Profile
SH

Shayne Taylor Hoskow

RR
CRD#: 7924797
Location:
New York, NY 10167
Company:
TRADEWEB LLC
Disclosures:
Experience:
1 year
View Profile
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