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FIRM PROFILE
Overview
TRADEWEB DIRECT LLC is located at 245 Park Avenue, New York, NY 10167 and was first established at New York, Delaware in 11/03/1999. After operating for 26 years, TRADEWEB DIRECT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRADEWEB DIRECT LLC’s clients are individuals and 0% of their clients are high net worth individuals. TRADEWEB DIRECT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRADEWEB DIRECT LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRADEWEB DIRECT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRADEWEB DIRECT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TRADEWEB DIRECT LLC Comes From
Understanding the Statistics for TRADEWEB DIRECT LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
245 Park Avenue, New York, NY 10167
245 Park Avenue, New York, NY 10167
Small
(212) 808-0004
Delaware since 11/03/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BONDDESK GROUP LLC | OWNER | ||
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 | |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 | |
| CLACK, AMY | BOARD MEMBER | 4882071 | |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 | |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 | |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 | |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 | |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
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Advisor's working at TRADEWEB DIRECT LLC
Marc Seth Greenholtz
Brian Robert Kanaley
Shayne Taylor Hoskow
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