AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CH

Christopher J. Hempstead

MISCHLER FINANCIAL GROUP
New York, NY 10011
Some features on this profile are disabled
CRD#: 4712195
CH
Christopher John HempsteadMISCHLER FINANCIAL GROUP

Professional summary

Christopher John Hempstead, who also goes by Chris Hempstead, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in New York, New York and GTS EXECUTION SERVICES LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Aliases

Chris Hempstead

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Hempstead's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2026 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY, 10011
BD
CRD#: 37818
New York, NY
Current

September 18, 2026 - Present

GTS EXECUTION SERVICES LLC

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011
BD
CRD#: 306364
New York, NY
Current

September 21, 2026 - Present

GTS SECURITIES LLC

Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011
BD
CRD#: 149224
NEW YORK, NY
Past

October 4, 2021 - July 28, 2026

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

December 12, 2019 - September 27, 2021

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
NEW YORK, NY
Past

November 21, 2017 - August 30, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

November 1, 2013 - June 16, 2017

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

December 1, 2011 - October 22, 2013

WALLACHBETH CAPITAL LLC

BD
CRD#: 147853
BOCA RATON, FL
Past

September 14, 2009 - December 6, 2011

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

September 23, 2008 - August 21, 2009

VDM CAPITAL MARKETS, LLC

BD
CRD#: 137874
NEW YORK, NY
Past

October 22, 2003 - April 22, 2008

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA
Past

September 26, 2003 - April 22, 2008

SUSQUEHANNA INVESTMENT GROUP

BD
CRD#: 33875
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/8/2026)
RR
Connecticut
(9/8/2026)
RR
New York
(9/8/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 4/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Status Unavailable
Passed: 12/22/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/22/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 7/17/2014
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC

Current Firm

GS
GTS SECURITIES LLC
GLOBAL TRADING SYSTEMS | GTS SECURITIES LLC | GTS MISCHLER

CRD#: 149224 / SEC#: , 8-68126

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...

Contact information

Main Address
100 Se 2nd Street Ste 4010, Miami, FL 33131
Mailing Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011
Phone number
(212) 715-2830
Established
Delaware since 12/03/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GTS FINANCIAL LLCHOLDING COMPANY/CLASS A MEMBER
GILLETTE, CHARLES PTRADING AND MARKETS CHIEF COMPLIANCE OFFICER3174027
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCORE BROKER DEALER CHIEF COMPLIANCE OFFICER5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CHIEF EXECUTIVE OFFICER4134798
TIRIOLO, CHRISTIAN JOHNFINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER3063877

Disclosures

Regulatory Event38

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GTS SECURITIES LLC

CRD#: 149224New York, NY 10011

TRUST BUT VERIFY

Monitor Christopher Hempstead

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
SUMMIT, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.