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Patrick Joseph Romanello

GTS SECURITIES
Miami, FL
·CRD# 5378090·19 years experience

Professional Summary

Patrick Joseph Romanello, who also goes by Patrick Romanello, is a registered financial advisor currently at GTS SECURITIES LLC located in Miami, Florida and GTS EXECUTION SERVICES LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 24 and Series 14 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Romanello

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

GTS SECURITIES LLC·CRD# 149224
BD
1. 100 Se 2nd Street Suite 4010, Miami, FL 331312. 100 Se 2nd Street Ste 4010, Miami, FL 33131
March 8, 2011 - Present
GTS EXECUTION SERVICES LLC·CRD# 306364
BD
1. 625 Avenue Of Americas 3rd Floor, New York, NY 100112. 625 Avenue Of Americas 3rd Floor, New York, NY 10011
August 18, 2020 - Present
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
October 31, 2007 - April 15, 2010

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Current Firm

GE
GTS EXECUTION SERVICES LLC

GTS EXECUTION SERVICES LLC

CRD#: 306364 / SEC#: 8-70455
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone Number

(212) 715-5900

Established

Delaware since 03/09/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GTS EQUITY PARTNERS LLCHOLDING COMPANY/MEMBER—
MARTELL, SEANFINOP/CFO4629458
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCCO5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CEO4134798

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/9/2025)
RR
New York
(4/27/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2017About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2012About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Oct 2011About the Series 14 exam
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CRS (Client Relationship Summary) - BD

Click below to view Patrick Joseph Romanello's CRS (Customer Relationship Summary).

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