Ari M Rubenstein
Professional Summary
Ari M Rubenstein is a registered financial advisor currently at GTS SECURITIES LLC located in Miami, Florida and GTS EXECUTION SERVICES LLC located in New York, New York. Ari is registered as a RR (Registered Representative) and started their career in finance in 2000. Ari has worked at 4 firms and has passed the Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
GTS EXECUTION SERVICES LLC
Contact Information
Main Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011Mailing Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011Phone Number
(212) 715-5900Established
Delaware since 03/09/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2014SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ari M Rubenstein's CRS (Customer Relationship Summary).
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