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Christian John Tiriolo

GTS SECURITIES
NEW YORK, NY
·CRD# 3063877·27 years experience

Professional Summary

Christian John Tiriolo, who also goes by Christian J Tiriolo, is a registered financial advisor currently at GTS SECURITIES LLC located in New York, New York. Christian is registered as a RR (Registered Representative) and started their career in finance in 1998. Christian has worked at 19 firms and has passed the Series 65, Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christian J Tiriolo

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

GTS SECURITIES LLC·CRD# 149224
BD
625 Avenue Of The Americas 3rd Floor, New York, NY 10011
March 4, 2009 - Present
CLEARLIST SECURITIES LLC·CRD# 309455
BD
New York, NY
February 4, 2021 - June 17, 2021
CLEARLIST LLC·CRD# 308066
BD
New York, NY
July 4, 2020 - June 17, 2021
BROAD STREET SECURITIES GROUP, LLC·CRD# 153853
BD
New York, NY
December 7, 2010 - July 27, 2011
GP NURMENKARI INC.·CRD# 153480
BD
Norwalk, CT
October 21, 2010 - July 11, 2011
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
September 1, 2010 - July 1, 2011
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
March 26, 2010 - July 7, 2011
NORTH SEA SECURITIES L.P.·CRD# 35530
BD
New York, NY
June 11, 2009 - July 12, 2011
BENCHMARQ TRADING PARTNERS LLC·CRD# 148313
BD
New York, NY
April 9, 2009 - June 30, 2011
INVESTORS' CAPITAL, LLC·CRD# 44538
BD
Millburn, NJ
May 18, 2007 - September 9, 2008
THREE RIVERS PARTNERS LLC·CRD# 130244
BD
Pittsburgh, PA
December 11, 2006 - June 21, 2007
FIXMASTER BD, LLC·CRD# 125364
BD
Louisville, KY
July 15, 2003 - October 3, 2005
J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
June 10, 2003 - July 28, 2004
KEDEM CAPITAL CORPORATION·CRD# 18178
BD
Melville, NY
November 13, 2002 - June 27, 2011
THEMIS TRADING LLC·CRD# 120116
BD
Chatham, NJ
July 9, 2002 - June 27, 2011
J & D SECURITIES LLC·CRD# 42716
BD
New York, NY
October 1, 2000 - March 2, 2009
ZAHR SECURITIES, LLC·CRD# 47662
BD
New York, NY
June 29, 2000 - January 24, 2002
MAX INTERNATIONAL BROKER/DEALER CORP.·CRD# 46039
BD
New York, NY
April 7, 1999 - January 30, 2003
AVALON BROKERAGE, INC.·CRD# 45677
BD
New York, NY
December 17, 1998 - May 22, 2000

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Current Firm

GS
GTS SECURITIES LLC

GLOBAL TRADING SYSTEMS | GTS SECURITIES LLC | GTS MISCHLER

CRD#: 149224 / SEC#: 8-68126
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

100 Se 2nd Street Ste 4010, Miami, FL 33131

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone Number

(212) 715-2830

Established

Delaware since 12/03/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GTS FINANCIAL LLCHOLDING COMPANY/CLASS A MEMBER—
GILLETTE, CHARLES PTRADING AND MARKETS CHIEF COMPLIANCE OFFICER3174027
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCORE BROKER DEALER CHIEF COMPLIANCE OFFICER5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CHIEF EXECUTIVE OFFICER4134798
TIRIOLO, CHRISTIAN JOHNFINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER3063877

Disclosures

Regulatory Event

38

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2003About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2000About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Christian John Tiriolo's CRS (Customer Relationship Summary).

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