Amit Tyagi
Professional summary
Amit Tyagi is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Amit is registered as a RR (Registered Representative) and started their career in finance in 2003. Amit has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 3, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amit Tyagi's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2025 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011January 13, 2017 - July 5, 2017
SUMMIT SECURITIES GROUP LLC
August 1, 2014 - December 15, 2016
HRT EXECUTION SERVICES LLC
January 11, 2012 - March 16, 2012
MACQUARIE CAPITAL (USA) INC.
May 12, 2010 - August 23, 2010
BNP PARIBAS SECURITIES CORP.
June 18, 2009 - March 19, 2010
MILLENCO LLC
October 9, 2006 - May 22, 2009
J.P. MORGAN SECURITIES LLC
October 20, 2003 - October 3, 2006
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/26/2025
Securities Trader ExamSeries 55
Date: 12/9/2003
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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