AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GH

Grant Thomas Hamilton

RF M&A SERVICES
CHARLOTTE, NC
·CRD# 4697922·23 years experience

Professional Summary

Grant Thomas Hamilton is a registered financial advisor currently at RF M&A SERVICES LLC located in Charlotte, North Carolina. Grant is registered as a RR (Registered Representative) and started their career in finance in 2003. Grant has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

CHARLOTTE, NC · CRD#
View profile
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Years of Experience

23 years in the financial services industry

Current & Past Employments

RF M&A SERVICES LLC·CRD# 154250
BD
227 W. Trade Street Suite 2200, Charlotte, NC 28202
May 6, 2016 - Present
PIPER SANDLER & CO.·CRD# 665
BD
Charlotte, NC
July 17, 2013 - April 13, 2016
EDGEVIEW CAPITAL SECURITIES, LLC·CRD# 154187
BD
Charlotte, NC
January 27, 2011 - July 18, 2013
BOURNE PARTNERS SECURITIES, LLC·CRD# 131107
BD
Charlotte, NC
April 15, 2010 - December 31, 2010
FIRST CITIZENS CAPITAL SECURITIES, LLC·CRD# 41504
BD
Charlotte, NC
January 8, 2008 - April 6, 2010
EVP SECURITIES, LLC·CRD# 117728
BD
Charlotte, NC
February 22, 2005 - December 31, 2007
BANC ONE CAPITAL MARKETS, INC.·CRD# 23065
BD
Chicago, IL
September 17, 2003 - August 2, 2004

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Current Firm

RM
RF M&A SERVICES LLC

BLACKARCH SECURITIES LLC | RF M&A SERVICES LLC | BLACKARCH SECURITIES, LLC

CRD#: 154250 / SEC#: 8-68621
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

227 W. Trade Street Suite 2200, Charlotte, NC 28202

Mailing Address

227 W. Trade Street Suite 2200, Charlotte, NC 28202

Phone Number

(704) 414-6300

Established

North Carolina since 05/03/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKARCH PARTNERS, LLCSOLE MEMBER—
EDWARDS, WILLIAM BRIANCHIEF COMPLIANCE OFFICER4368899
HAMILTON, GRANT THOMASVICE PRESIDENT/ REGISTERED PRINCIPAL4697922
HOLLOWAY, GLENN CHRISTOPHERPRESIDENT/DESIGNATED PRINCIPAL/FINOP/CFO/PFO/POO4566759

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(5/6/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2020About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Grant Thomas Hamilton's CRS (Customer Relationship Summary).

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#
GH
Follow Grant
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required