Glenn Christopher Holloway
Professional Summary
Glenn Christopher Holloway, who also goes by Chris Holloway, Glenn Christopher Holloway Mr, is a registered financial advisor currently at REGIONS SECURITIES LLC located in Atlanta, Georgia and RF M&A SERVICES LLC located in Charlotte, North Carolina. Glenn is registered as a RR (Registered Representative) and started their career in finance in 2003. Glenn has worked at 4 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Holloway, Glenn Christopher Holloway Mr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
BLACKARCH SECURITIES LLC | RF M&A SERVICES LLC | BLACKARCH SECURITIES, LLC
Contact Information
Main Address
227 W. Trade Street Suite 2200, Charlotte, NC 28202Mailing Address
227 W. Trade Street Suite 2200, Charlotte, NC 28202Phone Number
(704) 414-6300Established
North Carolina since 05/03/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/30/2017)
(1/28/2026)
(11/10/2023)
(2/9/2026)
(11/10/2023)
(2/11/2026)
(11/10/2023)
(11/10/2023)
(2/10/2026)
(11/10/2023)
(10/28/2014)
(3/25/2026)
(1/28/2026)
(11/10/2023)
(2/12/2026)
(1/28/2026)
(11/10/2023)
(2/2/2026)
(11/10/2023)
(3/17/2026)
(11/10/2023)
(4/3/2026)
(11/10/2023)
(11/10/2023)
(2/11/2026)
(4/17/2026)
(2/11/2026)
(1/28/2026)
(1/28/2026)
(11/10/2023)
(1/28/2026)
(1/28/2026)
(11/10/2023)
(10/6/2021)
(1/28/2026)
(11/11/2023)
(11/10/2023)
(2/5/2026)
(2/2/2026)
(1/28/2026)
(11/10/2023)
(1/28/2026)
(2/19/2026)
(10/20/2021)
(1/28/2026)
(1/28/2026)
(11/10/2023)
(11/10/2023)
(2/19/2026)
(2/6/2026)
(2/19/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Glenn Christopher Holloway's CRS (Customer Relationship Summary).
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