Jonathan S. Kepets
Professional summary
Jonathan S Kepets, who also goes by Jonathan Samuel Kepets, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2003. Jonathan has worked at 12 firms and has passed the Series 99TO, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan S Kepets's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2019 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011June 28, 2017 - February 14, 2019
FMX EXECUTION, LLC
June 27, 2017 - February 14, 2019
SUNRISE BROKERS LLC
June 27, 2017 - February 14, 2019
MINT BROKERS
June 27, 2017 - February 14, 2019
GFI SECURITIES LLC
June 27, 2017 - February 14, 2019
CFWP SECURITIES, LLC
June 27, 2017 - February 14, 2019
CF SECURED, LLC
June 27, 2017 - February 14, 2019
BGC FINANCIAL, L.P.
June 27, 2017 - February 14, 2019
AQUA SECURITIES L.P.
March 15, 2016 - February 14, 2019
CANTOR FITZGERALD & CO.
June 25, 2013 - August 24, 2015
REDI GLOBAL TECHNOLOGIES LLC
April 9, 2003 - July 16, 2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/30/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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