Allison Dee Jacobs
Professional Summary
Allison Dee Jacobs is a registered financial advisor currently at ICM CAPITAL MARKETS, LLC located in New York, New York. Allison is registered as a RR (Registered Representative) and started their career in finance in 2002. Allison has worked at 10 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 55, Series 3, Series 7, Series 24, Series 14 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
ICM CAPITAL MARKETS, LLC
Contact Information
Main Address
1178 Broadway, New York, NY 10001Mailing Address
228 Park Avenue South Pmb 44954, New York, NY 10003-1502Phone Number
(917) 342-2224Established
Delaware since 11/24/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2023)
(1/29/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2022About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2007SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Allison Dee Jacobs's CRS (Customer Relationship Summary).
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