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AS

Alexander Sixbey

FOUR POINTS ADVISORS
New York, NY
·CRD# 5308440·19 years experience

Professional Summary

Alexander Sixbey, who also goes by Alexander Benjamin Sixbey, is a registered financial advisor currently at FOUR POINTS ADVISORS, LLC located in New York, New York and ICM CAPITAL MARKETS, LLC located in New York, New York. Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alexander has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander Benjamin Sixbey

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

FOUR POINTS ADVISORS, LLC·CRD# 171720
RIA
31 Hudson Yards 11th Floor, New York, NY, 10001
March 25, 2026 - Present
ICM CAPITAL MARKETS, LLC·CRD# 312157
BD
1178 Broadway, New York, NY 10001
June 10, 2025 - Present
SI SECURITIES, LLC·CRD# 170937
BD
C/o Circle Internet Group One World Trade Center, Floor 87, New York, NY 10007
August 22, 2025 - Present
Unknown Firm·
60 Madison Ave, Floor 10, New York, NY 10010
October 7, 2026 - Present
JUNIPER SQUARE CAPITAL·CRD# 317612
BD
Rancho Santa Fe, CA
February 12, 2025 - September 19, 2025
OSAIC FS, INC.·CRD# 3870
RIA
Hartford, CT
March 29, 2011 - December 31, 2021
OSAIC FA, INC.·CRD# 3978
RIA
Hartford, CT
March 29, 2011 - April 5, 2024
OSAIC FS, INC.·CRD# 3870
BD
Hartford, CT
March 29, 2011 - April 5, 2024
OSAIC FA, INC.·CRD# 3978
BD
Hartford, CT
March 29, 2011 - April 5, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
RIA
Hartford, CT
August 17, 2009 - February 28, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Hartford, CT
August 17, 2009 - April 5, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
RIA
Hartford, CT
January 17, 2008 - May 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Hartford, CT
January 17, 2008 - May 11, 2009
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
RIA
New Britain, CT
September 13, 2007 - January 22, 2008
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Charlotte, NC
September 13, 2007 - January 22, 2008
CETERA INVESTMENT SERVICES LLC·CRD# 15340
RIA
Plantsville, CT
April 25, 2007 - December 4, 2007
BANCNORTH INVESTMENT GROUP, INC.·CRD# 31299
BD
Plantsville, CT
April 3, 2007 - June 20, 2007

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Current Firm

FP
FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971
RIA
Registered Investment Advisory firm - SEC (6/26/2020 Approved)
New York
Registered Investment Advisory firm - New York (7/1/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

99 Park Avenue Floor 8, New York, NY 10016

Phone Number

(646) 300-6129

# of Employees

12

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

04.15.2026 ADV PART 2 BROCHURE (4/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

171

AUM (Assets Under Management)

$40,015,712

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPLIANCE RISK CONCEPTS, LLC, Not Investment Related, 31 Hudson Yards, 11th FL, New York, NY 10001, Associate Director, Business and Compliance Consulting for Financial Services firms, 05/2024 160 HRS/MONTH/120 during securities trading hours; SI SECURITIES, LLC, Investment Related, One World Trade Center, FL 87 New York, NY 10007, Supervisory Principal / Consulting, 08/2025 10 HRS/MTH.; FOUR POINTS ADVISORS, LLC, Investment Related, 99 Park Avenue FL 8 New York, NY 10016, Compliance Consulting, 03/2026 10 HRS/MTH; ICM CAPITAL MARKETS, LLC, Investment Related, 1178 Broadway New York, NY 10001, Chief Compliance Officer / Compliance Consulting, 06/2025 15 HRS/MTH. SOLARA WEALTH, LLC, Investment Related, 287 Park Ave. S. Suite 511 New York, NY 10010, Chief Executive Officer, 08/2026 12 HRS/MTH.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971
RIA
Registered Investment Advisory firm - SEC (6/26/2020 Approved)
New York
Registered Investment Advisory firm - New York (7/1/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(8/22/2025)
IAR
Connecticut
(3/25/2026)
RR
New York
(6/10/2025)
IAR
New York
(3/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Alexander Sixbey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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