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Alejandro Fernandez

SUSQUEHANNA SECURITIES
BALA CYNWYD, PA
·CRD# 4552870·24 years experience

Professional Summary

Alejandro Fernandez is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania. Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2002. Alejandro has worked at 5 firms and has passed the Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
April 20, 2012 - Present
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
November 28, 2005 - November 3, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
February 9, 2004 - February 20, 2008
GLOBAL EXECUTION BROKERS, LP·CRD# 126407
BD
Bala Cynwyd, PA
February 3, 2004 - November 3, 2005
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
August 28, 2002 - April 14, 2015

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Current Firm

SS
SUSQUEHANNA SECURITIES, LLC

SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC

CRD#: 35874 / SEC#: 8-47034
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122

Mailing Address

401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122

Phone Number

(610) 617-2600

Established

Delaware since 08/31/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SSUS HOLDINGS, LLCMEMBER—
FARLEY, MEGHAN ELIZABETHFINOP7965658
FERNANDEZ, ALEJANDROPRESIDENT4552870
MCENTEE, ROBERT FRANCIS JR.CHIEF COMPLIANCE OFFICER4722705
SIMPSON, MICHAEL ROBERTPOO7521292

Disclosures

Regulatory Event

63

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2003

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2014About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Alejandro Fernandez's CRS (Customer Relationship Summary).

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