Michael Simpson
Professional Summary
Michael Simpson, who also goes by Michael Simpson, Michael Robert Simpson, is a registered financial advisor currently at GLOBAL EXECUTION BROKERS, LP located in Bala Cynwyd, Pennsylvania and SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania. Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Simpson, Michael Robert Simpson
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Contact Information
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
SIG BROKERAGE, LP | SUSQUEHANNA BROKERAGE, L.P.
Contact Information
Main Address
30 Hudson Yards 16th Floor, New York, NY 10001Mailing Address
401 City Lane Ave, Bala Cynwyd, PA 19004Phone Number
(610) 617-2600Established
Delaware since 08/19/1999Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Michael Simpson's CRS (Customer Relationship Summary).
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