Eric C. Edwards
Professional summary
Eric Clinton Edwards, who also goes by Eric Clinton Stull, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2002. Eric has worked at 3 firms and has passed the Series 63, Series 66, Series 79TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Clinton Edwards's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2020 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428June 11, 2002 - January 16, 2003
EQUITABLE ADVISORS, LLC
June 11, 2002 - January 16, 2003
EQUITABLE ADVISORS, LLC
May 13, 2002 - June 12, 2002
WADDELL & REED
April 24, 2002 - June 12, 2002
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2022)
(7/7/2020)
(1/26/2021)
(1/26/2021)
(6/10/2023)
(10/10/2023)
(1/26/2021)
(1/26/2021)
(9/13/2024)
(1/26/2021)
(1/26/2021)
(3/21/2023)
(2/6/2025)
(7/7/2020)
(10/13/2020)
(1/7/2022)
Exams
Series 79TO
Date: 5/31/2022
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 7/7/2020
Limited Representative-Private Securities OfferingsFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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