Peter Gerard Brandel Jr
Professional Summary
Peter Gerard Brandel JR, who also goes by Peter Gerard Brandel Jr., Peter Gerard Breandel Jr, is a registered financial advisor currently at PIONEER CAPITAL MARKETS, INC. located in Charlotte, North Carolina. Peter is registered as a RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 8 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Gerard Brandel Jr., Peter Gerard Breandel Jr
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
PIONEER CAPITAL MARKETS, INC.
Contact Information
Main Address
11220 Elm Lane Suite 200, Charlotte, NC 28277Mailing Address
11220 Elm Lane Suite 200, Charlotte, NC 28277Phone Number
(518) 730-3000Established
Delaware since 06/18/2025Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIONEER CAPITAL MARKETS HOLDINGS, INC. | SOLE SHAREHOLDER | — |
| AMELL, TOM | DIRECTOR | 8139789 |
| BRANDEL, PETER GERARD JR | PRESIDENT | 4378265 |
| GALARPE, GARY CHRISTOPHER | CCO, CFO/PFO/FINOP, TREASURER, COO/POO, AMLCO | 2384835 |
| HOLLISTER, SUSAN M | SECRETARY | 8139798 |
| HUGHES, PATRICK J | DIRECTOR | 8139799 |
| SIGNOR, THOMAS HARRY | DIRECTOR | 7165779 |
| TOMCZAK, JESSE AARON | DIRECTOR | 4581439 |
| WEBSTER, ALLYSON P | COMPLIANCE OFFICER | 8142911 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/15/2025)
(12/15/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Gerard Brandel JR's CRS (Customer Relationship Summary).
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