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Gary Christopher Galarpe

PIONEER CAPITAL MARKETS
Charlotte, NC
·CRD# 2384835·33 years experience

Professional Summary

Gary Christopher Galarpe, who also goes by Gary Christopher Galarpe Mr, Gary Christopher Galarpe, is a registered financial advisor currently at PIONEER CAPITAL MARKETS, INC. located in Charlotte, North Carolina. Gary is registered as a RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 27, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Christopher Galarpe Mr, Gary Christopher Galarpe

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PIONEER CAPITAL MARKETS, INC.·CRD# 337452
BD
3440 Toringdon Way Suite 205, Charlotte, NC 28277
November 14, 2025 - Present
FIRST TRYON SECURITIES, LLC·CRD# 7336
BD
Charlotte, NC
September 30, 2024 - November 5, 2025
ZEUS FINANCIAL, LLC·CRD# 18192
BD
Charlotte, NC
December 16, 2021 - September 27, 2024
NATHAN HALE CAPITAL, LLC·CRD# 123650
BD
Charlotte, NC
September 16, 2013 - December 10, 2021
GIRARD SECURITIES, INC.·CRD# 18697
BD
San Diego, CA
September 18, 2006 - April 1, 2013
WAMU INVESTMENTS, INC.·CRD# 599
BD
Irvine, CA
March 24, 2006 - September 18, 2006
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
November 7, 1996 - January 26, 2006
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
January 29, 1994 - February 20, 1996
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
August 23, 1993 - September 24, 1993

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Current Firm

PC
PIONEER CAPITAL MARKETS, INC.

PIONEER CAPITAL MARKETS, INC.

CRD#: 337452 / SEC#: 8-71384
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

11220 Elm Lane Suite 200, Charlotte, NC 28277

Mailing Address

11220 Elm Lane Suite 200, Charlotte, NC 28277

Phone Number

(518) 730-3000

Established

Delaware since 06/18/2025

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PIONEER CAPITAL MARKETS HOLDINGS, INC.SOLE SHAREHOLDER—
AMELL, TOMDIRECTOR8139789
BRANDEL, PETER GERARD JRPRESIDENT4378265
GALARPE, GARY CHRISTOPHERCCO, CFO/PFO/FINOP, TREASURER, COO/POO, AMLCO2384835
HOLLISTER, SUSAN MSECRETARY8139798
HUGHES, PATRICK JDIRECTOR8139799
SIGNOR, THOMAS HARRYDIRECTOR7165779
TOMCZAK, JESSE AARONDIRECTOR4581439
WEBSTER, ALLYSON PCOMPLIANCE OFFICER8142911

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(12/2/2025)
RR
North Carolina
(11/21/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Sep 2024About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Sep 2024About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2016About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1994About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Christopher Galarpe's CRS (Customer Relationship Summary).

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