AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AL

Alexander Christian Lange

ABN AMRO CAPITAL MARKETS (USA)
NEW YORK, NY
·CRD# 4292286·26 years experience

Professional Summary

Alexander Christian Lange is a registered financial advisor currently at ABN AMRO CAPITAL MARKETS (USA) LLC located in New York, New York. Alexander is registered as a RR (Registered Representative) and started their career in finance in 2000. Alexander has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
View profile
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Years of Experience

26 years in the financial services industry

Current & Past Employments

ABN AMRO CAPITAL MARKETS (USA) LLC·CRD# 325235
BD
1. 250 Park Avenue Suite 911, New York, NY 101772. 250 Park Avenue Suite 911, New York, NY 10177
November 7, 2023 - Present
ABN AMRO SECURITIES (USA) LLC·CRD# 151796
BD
New York, NY
April 9, 2010 - January 9, 2024
FORTIS SECURITIES LLC·CRD# 103714
BD
New York, NY
November 29, 2007 - August 11, 2009
BNY CAPITAL MARKETS INC.·CRD# 18303
BD
New York, NY
January 4, 2001 - November 19, 2007
FORTIS SECURITIES LLC·CRD# 103714
BD
New York, NY
October 27, 2000 - July 12, 2001

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Current Firm

AA
ABN AMRO CAPITAL MARKETS (USA) LLC

ABN AMRO CAPITAL MARKETS (USA) LLC

CRD#: 325235 / SEC#: 8-71059
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

250 Park Avenue Suite 911, New York, NY 10177

Mailing Address

250 Park Avenue Suite 911, New York, NY 10177

Phone Number

(917) 331-4881

Established

Delaware since 02/02/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ABN AMRO BANK N.V.SOLE MEMBER—
ALONGI, ROBERT PHILIP JRHEAD OF OPERATIONS2445170
LANGE, ALEXANDER CHRISTIANPRESIDENT4292286
LUO, ROGER ZHENYUANFINOP5840881
MOLESTINA, ANTONIO XAVIERGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER2846750

Disclosures

Regulatory Event

1

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/18/2024)
RR
Alaska
(1/26/2024)
RR
Arizona
(5/23/2024)
RR
Arkansas
(2/23/2024)
RR
California
(1/11/2024)
RR
Colorado
(11/30/2023)
RR
Connecticut
(1/30/2024)
RR
Delaware
(6/3/2024)
RR
District of Columbia
(6/28/2024)
RR
Florida
(7/17/2024)
RR
Georgia
(1/4/2024)
RR
Hawaii
(1/25/2024)
RR
Idaho
(11/14/2023)
RR
Illinois
(7/30/2024)
RR
Indiana
(4/10/2024)
RR
Iowa
(11/14/2023)
RR
Kansas
(2/26/2024)
RR
Kentucky
(12/1/2023)
RR
Louisiana
(11/14/2023)
RR
Maine
(11/29/2023)
RR
Maryland
(6/3/2024)
RR
Massachusetts
(2/2/2024)
RR
Michigan
(1/22/2024)
RR
Minnesota
(6/5/2024)
RR
Mississippi
(11/14/2023)
RR
Missouri
(2/13/2024)
RR
Montana
(11/14/2023)
RR
Nebraska
(2/21/2024)
RR
Nevada
(1/9/2024)
RR
New Hampshire
(2/23/2024)
RR
New Jersey
(2/14/2024)
RR
New Mexico
(3/28/2024)
RR
New York
(11/14/2023)
RR
North Carolina
(1/9/2024)
RR
North Dakota
(4/11/2024)
RR
Ohio
(1/18/2024)
RR
Oklahoma
(11/14/2023)
RR
Oregon
(4/3/2024)
RR
Pennsylvania
(1/10/2024)
RR
Puerto Rico
(5/22/2024)
RR
Rhode Island
(11/15/2023)
RR
South Carolina
(2/9/2024)
RR
South Dakota
(12/19/2023)
RR
Tennessee
(4/23/2024)
RR
Texas
(1/2/2024)
RR
Utah
(11/27/2023)
RR
Vermont
(1/18/2024)
RR
Virgin Islands
(1/23/2024)
RR
Virginia
(1/26/2024)
RR
Washington
(11/21/2023)
RR
West Virginia
(1/29/2024)
RR
Wisconsin
(1/16/2024)
RR
Wyoming
(3/19/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2001About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2009About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2001

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2007About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2004About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Alexander Christian Lange's CRS (Customer Relationship Summary).

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#
AL
Follow Alexander
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required