Roger Zhenyuan Luo
Professional Summary
Roger Zhenyuan Luo, who also goes by Roger Luo, Zhen Yuan Luo, is a registered financial advisor currently at ABN AMRO SECURITIES (USA) LLC located in New Brunswick, New Jersey and ABN AMRO CAPITAL MARKETS (USA) LLC located in New York, New York. Roger is registered as a RR (Registered Representative) and started their career in finance in 2012. Roger has worked at 6 firms and has passed the Series 99TO, SIE and Series 27...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Roger Luo, Zhen Yuan Luo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
ABN AMRO CAPITAL MARKETS (USA) LLC
Contact Information
Main Address
250 Park Avenue Suite 911, New York, NY 10177Mailing Address
250 Park Avenue Suite 911, New York, NY 10177Phone Number
(917) 331-4881Established
Delaware since 02/02/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Roger Zhenyuan Luo's CRS (Customer Relationship Summary).
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